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CORESTATE Capital Holding S.A. ist im Prime Standard Segment der Frankfurter Wertpapierbörse gelistet

IR Kontakt
Dr. Kai G. Klinger
Head of Investor Relations
Tel. +49 69 3535630 107
ir@corestate-capital.com
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Aktie

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Stammdaten

ISIN LU1296758029
WKN A141J3
Ticker CCAP
Aktientyp Stammaktie
Anzahl Aktien 21.329.417
Nennwert je Aktie in € 0,075
Dividende für das Geschäftsjahr 2016 in € 1,00
Marktsegment Prime Standard
Börse Frankfurter Wertpapierbörse
Designated Sponsor Bankhaus Lampe
equinet Bank AG
Oddo Seydler Bank AG
Erster Handelstag 04. Okt 16
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Analystenempfehlungen und Konsensus

Datum Institut Analyst Anlageempfehlung Kursziel
04.10.2018 Commerzbank Norbert Kretlow Buy 77,00 €
04.10.2018 equinet Research Katharina Mayer Buy 66,00 €
04.09.2018 Berenberg Kai Klose Buy 66,00 €
14.08.2018 Baader Bank Andre Remke Buy 68,00 €
14.08.2018 Jefferies Thomas Rothäusler Buy 65,00 €
14.08.2018 ODDO BHF Manuel Martin Buy 62,00 €
18.07.2018 Bankhaus Lampe Dr. Georg Kanders Buy 66,00 €
09.05.2018 Kepler Cheuvreux  Thomas Neuhold  Buy 66,00 €

Disclaimer

Eine Dienstleistung für unsere Investoren ist die Bereitstellung eines Konsensus. Im Rahmen des Konsensus werden die Einschätzungen unserer Analysten zu den aktuellen Ergebnisentwicklungen in regelmäßigen Abständen abgefragt und zusammengefasst.

Der Konsensus basiert auf den Einschätzungen unabhängiger Finanzanalysten. Die Schätzungen und Bewertungen der Analysten geben ausschließlich die Prognose dieser Analysten und nicht die Beurteilungen, Ansichten, Bewertungen und Schätzungen der CORESTATE Capital Holding wieder. Die CORESTATE Capital Holding macht sich diese Beurteilungen und Schätzungen nicht zu Eigen und unterstützt und bestätigt diese nicht. In keiner Weise wird mit den zur Verfügung gestellten Konsensus eine Empfehlung für ein finanzielles Investment, Desinvestment oder das Halten von Anteilen an der eigenen Gesellschaft seitens der CORESTATE Capital Holding und deren Vorstand ausgesprochen, noch wird mit dem Konsensus ein Angebot oder Werbung für Wertpapiere der CORESTATE Capital Holding dargestellt. Eine Haftung der CORESTATE Capital Holding für Schäden, die auf Grundlage von auf dieser Webpage enthaltenen Informationen gegenüber einem Dritten entstehen, ist ausgeschlossen.

Die Zusammenfassung und Abfrage des Konsensus wird von VARA Research unabhängig durchgeführt und nicht von der CORESTATE Capital Holding beeinflusst. Die CORESTATE Capital Holding übernimmt keine Haftung für die Richtigkeit, Güte, Vollständigkeit und Aktualität der von VARA Research zur Verfügung gestellten Daten.


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Aktionärsstruktur

Das Grundkapital der CORESTATE Capital Holding S.A. beträgt EUR 1.599.706,55 und ist in 21.329.417 Stammaktien eingeteilt. Der rechnerische Nennbetrag beläuft sich somit auf EUR 0,075 je Aktie. Der Streubesitzanteil liegt bei rund 64%.

Stand: 27.02.2018

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Eigengeschäfte von Führungskräften

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Die Mitglieder des Vorstands und des Aufsichtsrats der CORESTATE Capital Holding S.A. sowie die in enger Beziehung zu ihnen stehenden Personen sind nach Artikel 19 der Marktmissbrauchsverordnung (EU/956/2014) verpflichtet, Eigengeschäfte mit Finanzinstrumenten zu melden (v.a. Erwerb oder Verkauf von Aktien der Gesellschaft). Wir machen diese Meldungen nachfolgend für Sie zugänglich.


Datum der
Veröffentlichung
Titel
10.09.2018 Corestate Capital Holding S.A.: Meldung und öffentliche Bekanntgabe der Geschäfte von Personen, die Führungsaufgaben wahrnehmen, sowie in enger Beziehung zu ihnen stehenden Personen
23.04.2018 Corestate Capital Holding S.A.: Meldung und öffentliche Bekanntgabe der Geschäfte von Personen, die Führungsaufgaben wahrnehmen, sowie in enger Beziehung zu ihnen stehenden Personen

Stimmrechtsmitteilungen

27.02.2018
Corestate Capital Holding S.A.: Release according to Article 40, ...

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Corestate Capital Holding S.A.: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] and Art. 8 and 9 of Transparency Law of Great-Duchy of Luxembourg with the objective of Europe-wide distribution

27.02.2018

DGAP-PVR: Corestate Capital Holding S.A.: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] and Art. 8 and 9 of Transparency Law of Great-Duchy of Luxembourg with the objective of Europe-wide distribution

Corestate Capital Holding S.A.

27.02.2018 / 15:24
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Date: 22 June 2016

ANNEXE A: Standard form for notification of major holdings

Form to be used for the purposes of notifying a change in major holdings pursuant to the modified law and grand-ducal regulation of 11 January 2008 on transparency requirements for issuers of securities (referred to as 'the Transparency Law' and 'the Transparency Regulation')
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the CSSF)i
 
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
CORESTATE CAPITAL HOLDING S.A. LEI: 529900GNB86RB7HRX793
4, rue Jean Monnet, L-2180 Luxembourg
2. Reason for the notification (please tick the appropriate box or boxes):

 x An acquisition or disposal of voting rights
  An acquisition or disposal of financial instruments 
  An event changing the breakdown of voting rights
 /  Other (please specify)iii:
3. Details of person subject to the notification obligationiv :
Name: Marcellino Graf von und zu Hoensbroech City and country of registered office (if applicable):
 
4. Full name of shareholder(s) (if different from 3.)v:
5. Date on which the threshold was crossed or reachedvi: 27 February 2018  
6. Total positions of person(s) subject to the notification obligation:
  % of voting rights attached to shares (total of 7.A) % of voting rights through financial instruments
(total of 7.B.1 + 7.B.2)


Total of both in % (7.A + 7.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
Below 5%

Below 5%

Below 5%

21,294,123
Position of previous notification (if
applicable)

9.76%

0%

9.76%
/
 
7. Notified details of the resulting situation on the date on which the threshold was crossed or
reached
viii:
A: Voting rights attached to shares
Class/type of shares
ISIN code (if possible)
Number of voting rightsix % of voting rights
Direct

(Art 8 of the Transparency Law)
Indirect

(Art 9 of the Transparency Law)
Direct

(Art 8 of the Transparency Law)
Indirect

(Art 9 of the Transparency Law)
LU1296758029 Below 5%   Below 5%  
         
         
SUBTOTAL A
(Direct & Indirect)
Below 5% Below 5%
 
B 1: Financial Instruments according to Art. 12(1)(a) of the Transparency Law
Type of financial instrument Expiration datex Exercise/ Conversion Periodxi Number of voting rights that may be acquired if the instrument is
exercised/ converted.
% of voting rights  
        %
        %
        %
  SUBTOTAL B.1   %
 
B 2: Financial Instruments with similar economic effect according to Art. 12(1)(b) of the Transparency Law  
Type of financial instrument Expiration datex Exercise/ Conversion
Period
xi
Physical or cash settlementxii Number of voting rights % of voting
rights
 
          %  
          %  
          %  
  SUBTOTAL B.2   %
       
 
8. Information in relation to the person subject to the notification obligation:

(please tick the applicable box)

 X Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii

 / Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please provide a separate organisational chart in case of a complex structure):
N Namexv % of voting rights held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the notifiable threshold % of voting rights through financial instruments held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the
notifiable threshold
Total of both Directly controlled by (use number(s) from 1st column)
    % % %  
    % % %  
    % % %  
    % % %  
    % % %  
 
9. In case of proxy voting: The proxy holder named as of . will cease to hold % and number of voting rights
 
10. Additional informationxvi:
 
Done at Luxembourg On 27 February 2018
 

Notes

i Please note that national forms may vary due to specific national legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the applicable thresholds or information regarding capital holdings.

ii Full name of the legal entity and further specification of the issuer or underlying issuer, provided it is reliable and accurate (e.g. address, LEI, domestic number identity).

iii Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the holding (e.g. expiring of financial instruments) or acting in concert.

iv This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or exercising voting rights in the cases provided for in Article 9 (b) to (h) of the Transparency Law; or (c) the holder of financial instruments referred to in Article 12(1) of of the Transparency Law.

As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of the parties, entering or exiting of acting in concert by a single party) the standard form does not provide for a specific method how to notify cases of acting in concert.

In relation to the transactions referred to in points (b) to (h) of Article 9 of the Transparency Law, the following list is provided as indication of the persons who should be mentioned:

- in the circumstances foreseen in letter (b) of Article 9 of that Law, the natural person or legal entity that acquires the voting rights and is entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration the voting rights;

- in the circumstances foreseen in letter (c) of Article 9 of that Law, the natural person or legal entity holding the collateral, provided the person or entity controls the voting rights and declares its intention of exercising them, and natural person or legal entity lodging the collateral under these conditions;

- in the circumstances foreseen in letter (d) of Article 9 of that Law, the natural person or legal entity who has a life interest in shares if that person or entity is entitled to exercise the voting rights attached to the shares and the natural person or legal entity who is disposing of the voting rights when the life interest is created;

- in the circumstances foreseen in letter (e) of Article 9 of that Law, the controlling natural person or legal entity and, provided it has a notification duty at an individual level under Article 8, under letters (a) to (d) of Article 9 of that Law or under a combination of any of those situations, the controlled undertaking;

- in the circumstances foreseen in letter (f) of Article 9 of that Law, the deposit taker of the shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion;

- in the circumstances foreseen in letter (g) of Article 9 of that Law, the natural person or legal entity that controls the voting rights;

- in the circumstances foreseen in letter (h) of Article 9 of that Law, the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion (e.g. management companies).

v Applicable in the cases provided for in Article 9 (b) to (h) of the Transparency Law. This should be the full name of the shareholder who is the counterparty to the natural person or legal entity referred to in Article 9 of that Law unless the percentage of voting rights held by the shareholder is lower than the 5% threshold for the disclosure of voting rights holdings (e.g. identification of funds managed by management companies).

vi The date on which threshold is crossed or reached should be the date on which the acquisition or disposal took place or the other reason triggered the notification obligation. For passive crossings, the date when the corporate event took effect.

vii The total number of voting rights shall be composed of all the shares, including depository receipts representing shares, to which voting rights are attached even if the exercise thereof is suspended.

viii If the holding has fallen below the 5% threshold, please note that it is not necessary to disclose the extent of the holding, only that the new holding is below that threshold.

ix In case of combined holdings of shares with voting rights attached 'direct holding' and voting rights 'indirect holding', please split the voting rights number and percentage into the direct and indirect columns - if there is no combined holdings, please leave the relevant box blank.

x Date of maturity/expiration of the financial instrument i.e. the date when right to acquire shares ends.

xi If the financial instrument has such a period - please specify this period - for example once every 3 months starting from [date].

xii In case of cash settled instruments the number and percentages of voting rights is to be presented on a delta- adjusted basis (Article 12(1a) of the Transparency Law).

xiii If the person subject to the notification obligation is either controlled and/or does control another undertaking then the second option applies.

xiv The full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity also has to be presented in the cases in which only on subsidiary level a threshold is crossed or reached and the subsidiary undertaking discloses the notification as only then the market always gets the full picture of the group holdings. In case of multiple chains through which the voting rights and/or financial instruments are effectively held the chains have to be presented chain by chain leaving a row free between different chains (e.g.: A, B, C, free row, A, B, D, free row, A, E, F etc.). Numbers shall be attributed to all persons or entities within the group in column 1 in order to allow a clear indication of the control structure in column 6. The names of all undertakings of the control chain shall be provided in column 2, even if the number of the directly held voting rights and/or financial instruments is not equal or higher than the notifiable threshold. Columns 3 & 4 shall indicate the holdings of those persons or entities directly holding the voting rights and/or financial instruments if the holding is equal or higher than the notifiable threshold.

xv The names of controlled undertakings through which the voting rights and/or financial instruments are effectively held have to be presented irrespectively whether the controlled undertakings cross or reach the lowest applicable threshold themselves.

xvi Example: Correction of a previous notification.



27.02.2018 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de



show this

27.02.2018
Corestate Capital Holding S.A.: Release according to Article 40, ...

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Corestate Capital Holding S.A.: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] and Art. 8 and 9 of Transparency Law of Great-Duchy of Luxembourg with the objective of Europe-wide distribution

27.02.2018

DGAP-PVR: Corestate Capital Holding S.A.: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] and Art. 8 and 9 of Transparency Law of Great-Duchy of Luxembourg with the objective of Europe-wide distribution

Corestate Capital Holding S.A.

27.02.2018 / 15:20
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Date: 22 June 2016

ANNEXE A: Standard form for notification of major holdings

 

Form to be used for the purposes of notifying a change in major holdings pursuant to the modified law and grand-ducal regulation of 11 January 2008 on transparency requirements for issuers of securities (referred to as 'the Transparency Law' and 'the Transparency Regulation')

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the CSSF)i
 
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

CORESTATE CAPITAL HOLDING S.A. LEI: 529900GNB86RB7HRX793
4, rue Jean Monnet, L-2180 Luxembourg
2. Reason for the notification (please tick the appropriate box or boxes):

 An acquisition or disposal of voting rights
 /  An acquisition or disposal of financial instruments
 /  An event changing the breakdown of voting rights
 /  Other (please specify)iii:
3. Details of person subject to the notification obligationiv :
Name: City and country of registered office (if applicable):
Ralph Winter  
4. Full name of shareholder(s) (if different from 3.)v:
5. Date on which the threshold was crossed or reachedvi:27/02/2018
6. Total positions of person(s) subject to the notification obligation:
  % of voting rights attached to shares (total of 7.A) % of voting rights through financial instruments
(total of 7.B.1 + 7.B.2)

Total of both in % (7.A + 7.B)
Total number of voting rights of issuervii
Resulting situation
on the date on which threshold was
crossed or reached


17.81

0.00


17.81


21,294,123
Position of previous

notification (if applicable)

28.03
 
28.03
/
 

Blue fields are calculated automatically. Red fields are mandatory.

7. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii:
A: Voting rights attached to shares
Class/type of shares
ISIN code (if possible)
Number of voting rightsix % of voting rights
Direct

(Art 8 of the Transparency Law)
Indirect

(Art 9 of the Transparency Law)
Direct

(Art 8 of the Transparency Law)
Indirect

(Art 9 of the Transparency Law)
LU1296758029 3,792,953 0 17.81 0.00
         
         
SUBTOTAL A
(Direct & Indirect)
3,792,953 17.81
 

Blue fields are calculated automatically. Red fields are mandatory.

B 1: Financial Instruments according to Art. 12(1)(a) of the Transparency Law

Type of financial instrument

Expiration datex

Exercise/ Conversion Periodxi
Number of voting rights that may be acquired if the instrument is
exercised/ converted.

% of voting rights
         
         
         
  SUBTOTAL B.1 0 0.00
 

Blue fields are calculated automatically. Red fields are mandatory.

 

B 2: Financial Instruments with similar economic effect according to Art. 12(1)(b) of the Transparency Law
Type of financial instrument Expiration datex Exercise/ Conversion
Period
xi
Physical or cash settlementxii Number of voting rights % of voting
rights
           
           
           
  SUBTOTAL B.2 0 0.00
 

Blue fields are calculated automatically. Red fields are mandatory.

8. Information in relation to the person subject to the notification obligation:
(please tick the applicable box)

x Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii

/ Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please provide a separate organisational chart in case of a complex structure):


N


Namexv


% of voting rights held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the notifiable threshold

Total of both


Directly controlled by (use number(s) from 1st column)
        0.00  
        0.00  
        0.00  
        0.00  
        0.00  
 

Blue fields are calculated automatically. Red fields are mandatory.

 

Done at Luxembourg on 27/02/2018
 

Notes

i Please note that national forms may vary due to specific national legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the applicable thresholds or information regarding capital holdings.

ii Full name of the legal entity and further specification of the issuer or underlying issuer, provided it is reliable and accurate (e.g. address, LEI, domestic number identity).

iii Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the holding (e.g. expiring of financial instruments) or acting in concert.

iv This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or exercising voting rights in the cases provided for in Article 9 (b) to (h) of the Transparency Law; or (c) the holder of financial instruments referred to in Article 12(1) of of the Transparency Law.

As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of the parties, entering or exiting of acting in concert by a single party) the standard form does not provide for a specific method how to notify cases of acting in concert.

In relation to the transactions referred to in points (b) to (h) of Article 9 of the Transparency Law, the following list is provided as indication of the persons who should be mentioned:

- in the circumstances foreseen in letter (b) of Article 9 of that Law, the natural person or legal entity that acquires the voting rights and is entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration the voting rights;

- in the circumstances foreseen in letter (c) of Article 9 of that Law, the natural person or legal entity holding the collateral, provided the person or entity controls the voting rights and declares its intention of exercising them, and natural person or legal entity lodging the collateral under these conditions;

- in the circumstances foreseen in letter (d) of Article 9 of that Law, the natural person or legal entity who has a life interest in shares if that person or entity is entitled to exercise the voting rights attached to the shares and the natural person or legal entity who is disposing of the voting rights when the life interest is created;

- in the circumstances foreseen in letter (e) of Article 9 of that Law, the controlling natural person or legal entity and, provided it has a notification duty at an individual level under Article 8, under letters (a) to (d) of Article 9 of that Law or under a combination of any of those situations, the controlled undertaking;

- in the circumstances foreseen in letter (f) of Article 9 of that Law, the deposit taker of the shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion;

- in the circumstances foreseen in letter (g) of Article 9 of that Law, the natural person or legal entity that controls the voting rights;

- in the circumstances foreseen in letter (h) of Article 9 of that Law, the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion (e.g. management companies).

v Applicable in the cases provided for in Article 9 (b) to (h) of the Transparency Law. This should be the full name of the shareholder who is the counterparty to the natural person or legal entity referred to in Article 9 of that Law unless the percentage of voting rights held by the shareholder is lower than the 5% threshold for the disclosure of voting rights holdings (e.g. identification of funds managed by management companies).

vi The date on which threshold is crossed or reached should be the date on which the acquisition or disposal took place or the other reason triggered the notification obligation. For passive crossings, the date when the corporate event took effect.

vii The total number of voting rights shall be composed of all the shares, including depository receipts representing shares, to which voting rights are attached even if the exercise thereof is suspended.

viii If the holding has fallen below the 5% threshold, please note that it is not necessary to disclose the extent of the holding, only that the new holding is below that threshold.

ix In case of combined holdings of shares with voting rights attached 'direct holding' and voting rights 'indirect holding', please split the voting rights number and percentage into the direct and indirect columns - if there is no combined holdings, please leave the relevant box blank.

x Date of maturity/expiration of the financial instrument i.e. the date when right to acquire shares ends.

xi If the financial instrument has such a period - please specify this period - for example once every 3 months starting from [date].

xii In case of cash settled instruments the number and percentages of voting rights is to be presented on a delta- adjusted basis (Article 12(1a) of the Transparency Law).

xiii If the person subject to the notification obligation is either controlled and/or does control another undertaking then the second option applies.

xiv The full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity also has to be presented in the cases in which only on subsidiary level a threshold is crossed or reached and the subsidiary undertaking discloses the notification as only then the market always gets the full picture of the group holdings. In case of multiple chains through which the voting rights and/or financial instruments are effectively held the chains have to be presented chain by chain leaving a row free between different chains (e.g.: A, B, C, free row, A, B, D, free row, A, E, F etc.). Numbers shall be attributed to all persons or entities within the group in column 1 in order to allow a clear indication of the control structure in column 6. The names of all undertakings of the control chain shall be provided in column 2, even if the number of the directly held voting rights and/or financial instruments is not equal or higher than the notifiable threshold. Columns 3 & 4 shall indicate the holdings of those persons or entities directly holding the voting rights and/or financial instruments if the holding is equal or higher than the notifiable threshold.

xv The names of controlled undertakings through which the voting rights and/or financial instruments are effectively held have to be presented irrespectively whether the controlled undertakings cross or reach the lowest applicable threshold themselves.

xvi Example: Correction of a previous notification.



27.02.2018 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de



show this

02.01.2018
Correction of a release from 27.12.2017, 17:34 CET/CEST - Coresta ...

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Correction of a release from 27.12.2017, 17:34 CET/CEST - Corestate Capital Holding S.A.: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

02.01.2018

DGAP-PVR: Correction of a release from 27.12.2017, 17:34 CET/CEST - Corestate Capital Holding S.A.: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Corestate Capital Holding S.A.

02.01.2018 / 18:52
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Corestate Capital Holding S.A: Release according to Article 11 (6) of the Luxembourg Transparency Law and Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution


ANNEXE A: Standard form for notification of major holdings

Form to be used for the purposes of notifying a change in major holdings pursuant to the modified law and grand-ducal regulation of 11 January 2008 on transparency requirements for issuers of securities (referred to as 'the Transparency Law' and 'the Transparency Regulation')

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the CSSF)i

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

CORESTATE CAPITAL HOLDING S.A.

LEI: 529900GNB86RB7HRX793

4, rue Jean Monnet, L-2180 Luxembourg
2. Reason for the notification (please tick the appropriate box or boxes):

[X] An acquisition or disposal of voting rights
[ ] An acquisition or disposal of financial instruments
[ ] An event changing the breakdown of voting rights
[ ] Other (please specify)iii:
3. Details of person subject to the notification obligationiv :
Name: City and country of registered office (if applicable):
Flygon Holding LLC Ajeltake Island, Majuro, Marshall Islands
4. Full name of shareholder(s) (if different from 3.)v:
5. Date on which the threshold was crossed or reachedvi: 27 December 2017
6. Total positions of person(s) subject to the notification obligation:
  % of voting rights attached to shares (total of 7.A) % of voting rights
through financial instruments
(total of 7.B.1 + 7.B.2)
Total of both in % (7.A + 7.B) Total number of voting rights of issuervii
Resulting situation
on the date on which threshold was crossed or reached
0.00 0.00 0.00 21,294,123
Position of previous

notification (if applicable)
    0.00  
 

 

7. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii:
A: Voting rights attached to shares
Class/type of shares
ISIN code (if possible)
Number of voting rightsix % of voting rights
Direct
(Art 8 of the
Transparency Law)
Indirect
(Art 9 of the
Transparency Law)
Direct
(Art 8 of the
Transparency Law)
Indirect
(Art 9 of the
Transparency Law)
LU1296758029 0 0 0.00 0.00
         
         
SUBTOTAL A (Direct & Indirect) 0 0.00
 

 

B 1: Financial Instruments according to Art. 12(1)(a) of the Transparency Law
Type of financial instrument Expiration datex Exercise/ Conversion Periodxi Number of voting rights that may be acquired if
the instrument is
exercised/ converted.
% of voting rights
         
         
         
  SUBTOTAL B.1 0 0.00
 

 

B 2: Financial Instruments with similar economic effect according to Art. 12(1)(b) of the
Transparency Law
Type of financial instrument Expiration datex Exercise/ Conversion
Periodxi
Physical or cash settlementxii Number of voting rights % of voting
rights
           
           
           
  SUBTOTAL B.2 0 0.00
 

 

8. Information in relation to the person subject to the notification obligation:
(please tick the applicable box)

[ ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii

[X] Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please provide a separate organisational chart in case of a complex structure):
No Namexv % of voting rights held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the notifiable threshold % of voting rights through financial
instruments held by ultimate
controlling person
or entity or held directly by any subsidiary if it equals or is higher than the notifiable threshold
Total of both Directly controlled by (use number(s)
from 1st
column)
1 Ralph Winter 28.03   28.03  
2 Flygon Holding LLC 0.00   0.00 1
        0.00  
        0.00  
        0.00  
 

Blue fields are calculated automatically. Red fields are mandatory.

9. In case of proxy voting:

The proxy holder named        will cease to hold       % and number of voting rights as of .

10. Additional informationxvi:
On 27 December 2017 Flygon Holding LLC transferred 5,841,354 shares of the issuer to Ralph Winter. Before 27 December 2017 Ralph Winter already held 127,692 shares of the issuer.

Done at Baar, Switzerland on 27 December 2017

Notes

i Please note that national forms may vary due to specific national legislation (Article 3(1a) of Directive
2004/109/EC) as for instance the applicable thresholds or information regarding capital holdings.

ii Full name of the legal entity and further specification of the issuer or underlying issuer, provided it is reliable and accurate (e.g. address, LEI, domestic number identity).

iii Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the holding (e.g. expiring of financial instruments) or acting in concert.

iv This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or exercising voting rights in the cases provided for in Article 9 (b) to (h) of the Transparency Law; or (c) the holder of financial instruments referred to in Article 12(1) of of the Transparency Law.

As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of the parties, entering or exiting of acting in concert by a single party) the standard form does not provide for a specific method how to notify cases of acting in concert.

In relation to the transactions referred to in points (b) to (h) of Article 9 of the Transparency Law, the following list is provided as indication of the persons who should be mentioned:

- in the circumstances foreseen in letter (b) of Article 9 of that Law, the natural person or legal entity that acquires the voting rights and is entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration the voting rights;

- in the circumstances foreseen in letter (c) of Article 9 of that Law, the natural person or legal entity holding the collateral, provided the person or entity controls the voting rights and declares its intention of exercising them, and natural person or legal entity lodging the collateral under these conditions;

- in the circumstances foreseen in letter (d) of Article 9 of that Law, the natural person or legal entity who has a life interest in shares if that person or entity is entitled to exercise the voting rights attached to the shares and the natural person or legal entity who is disposing of the voting rights when the life interest is created;

- in the circumstances foreseen in letter (e) of Article 9 of that Law, the controlling natural person or legal entity and, provided it has a notification duty at an individual level under Article 8, under letters (a) to (d) of Article 9 of that Law or under a combination of any of those situations, the controlled undertaking;

- in the circumstances foreseen in letter (f) of Article 9 of that Law, the deposit taker of the shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion;

- in the circumstances foreseen in letter (g) of Article 9 of that Law, the natural person or legal entity that controls the voting rights;

- in the circumstances foreseen in letter (h) of Article 9 of that Law, the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion (e.g. management companies).

v Applicable in the cases provided for in Article 9 (b) to (h) of the Transparency Law. This should be the full name of the shareholder who is the counterparty to the natural person or legal entity referred to in Article 9 of that Law unless the percentage of voting rights held by the shareholder is lower than the 5% threshold for the disclosure of voting rights holdings (e.g. identification of funds managed by management companies).

vi The date on which threshold is crossed or reached should be the date on which the acquisition or disposal took place or the other reason triggered the notification obligation. For passive crossings, the date when the corporate event took effect.

vii The total number of voting rights shall be composed of all the shares, including depository receipts representing shares, to which voting rights are attached even if the exercise thereof is suspended.

viii If the holding has fallen below the 5% threshold, please note that it is not necessary to disclose the extent of the holding, only that the new holding is below that threshold.

ix In case of combined holdings of shares with voting rights attached 'direct holding' and voting rights 'indirect holding', please split the voting rights number and percentage into the direct and indirect columns - if there is no combined holdings, please leave the relevant box blank.

x Date of maturity/expiration of the financial instrument i.e. the date when right to acquire shares ends.

xi If the financial instrument has such a period - please specify this period - for example once every 3 months starting from [date].

xii In case of cash settled instruments the number and percentages of voting rights is to be presented on a delta- adjusted basis (Article 12(1a) of the Transparency Law).

xiii If the person subject to the notification obligation is either controlled and/or does control another undertaking then the second option applies.

xiv The full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity also has to be presented in the cases in which only on subsidiary level a threshold is crossed or reached and the subsidiary undertaking discloses the notification as only then the market always gets the full picture of the group holdings. In case of multiple chains through which the voting rights and/or financial instruments are effectively held the chains have to be presented chain by chain leaving a row free between different chains (e.g.: A, B, C, free row, A, B, D, free row, A, E, F etc.). Numbers shall be attributed to all persons or entities within the group in column 1 in order to allow a clear indication of the control structure in column 6. The names of all undertakings of the control chain shall be provided in column 2, even if the number of the directly held voting rights and/or financial instruments is not equal or higher than the notifiable threshold. Columns 3 & 4 shall indicate the holdings of those persons or entities directly holding the voting rights and/or financial instruments if the holding is equal or higher than the notifiable threshold.

xv The names of controlled undertakings through which the voting rights and/or financial instruments are effectively held have to be presented irrespectively whether the controlled undertakings cross or reach the lowest applicable threshold themselves.

xvi Example: Correction of a previous notification.



02.01.2018 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
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