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CORESTATE Capital Holding S.A. is listed in the Prime Standard Segment of the Frankfurt Stock Exchange

IR Contact
Dr. Kai G. Klinger
Head of Investor Relations
Tel. +49 69 3535630 107
ir@corestate-capital.com
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Share Data

ISIN LU1296758029
WKN A141J3
Ticker CCAP
Type of shares Common stock
Number of shares 21,329,417
Nominal value per share in € 0.075
Dividend for fiscal year 2016 in € 1.00
Market segment Prime Standard
Stock exchange Frankfurt Stock Exchange
Designated Sponsor Bankhaus Lampe
equinet Bank AG
Oddo Seydler Bank AG
First day of trading October 04, 2016
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Analyst recommendations and consensus

Date Institution Analyst Recommendation Target Price
12/06/2018 Pareto Katharina Mayer Buy 66.00 €
11/26/2018 ODDO BHF Manuel Martin Buy 62.00 €
11/14/2018 Baader Bank Andre Remke Buy 68.00 €
11/14/2018 Berenberg Kai Klose Buy 66.00 €
11/14/2018 Commerzbank Norbert Kretlow Buy 77.00 €
11/14/2018 Jefferies Thomas Rothäusler Buy 65.00 €
11/14/2018 Kepler Cheuvreux  Thomas Neuhold  Buy 66.00 €
07/18/2018 Bankhaus Lampe Dr. Georg Kanders Buy 66.00 €

Disclaimer

Offering a consensus is a service for our investors. For this consensus, our analysts are regularly asked for their estimates of our results; the summary can be found here.

The consensus is based on estimates of independent financial analysts. Appraisals and valuations of analysts regarding the performance of our financial results solely reflect the forecast of these analysts. Those judgements, opinions, valuations and appraisals do not reflect the forecast of CORESTATE Capital Holding. Hereby we explicitly proclaim that we do not adopt appraisals and judgements of analysts, nor support, advocate or confirm them. There is no way that the provided information does express a recommendation of CORESTATE Capital Holding and it`s executive board to invest, divest or hold shares in the company. The consensus does not express any offer or advertisement for securities of CORESTATE Capital Holding. A liability of CORESTATE Capital Holding for losses or damages suffered by third parties on the consequence of information released on this webpage is ruled out.

The compilation and data inquiry of consensus estimates are independently conducted by VARA Research and not influenced by CORESTATE Capital Holding. CORESTATE Capital Holding assumes no liability for accuracy, quality, completeness or actuality of any provided data by VARA Research.


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Shareholder Structure

The share capital of CORESTATE Capital Holding S.A. amounts to EUR 1.599.706,55 and is divided into 21,329,417 ordinary shares. The calculated nominal amount thus amounts to EUR 0.075 per share. The free float is around 64%.

As of: February 27, 2018

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Managers‘ Transactions

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The members of the Management Board and Supervisory Board of CORESTATE Capital Holding S.A. as well as persons closely associated with them, shall, pursuant to section 19 of the Market Abuse Regulation (EU/956/2014), notify transactions in financial instruments (in particular acquisition or sale of the Company’s shares). Below you can find the corresponding notifications.

Publication Date Title
10/09/2018 Corestate Capital Holding S.A.: Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
23/04/2018 Corestate Capital Holding S.A.: Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

Voting Rights

2018‑02‑27
Corestate Capital Holding S.A.: Release according to Article 40, ...

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Corestate Capital Holding S.A.: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] and Art. 8 and 9 of Transparency Law of Great-Duchy of Luxembourg with the objective of Europe-wide distribution

02/27/2018

DGAP-PVR: Corestate Capital Holding S.A.: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] and Art. 8 and 9 of Transparency Law of Great-Duchy of Luxembourg with the objective of Europe-wide distribution

Corestate Capital Holding S.A.

27.02.2018 / 15:24
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Date: 22 June 2016

ANNEXE A: Standard form for notification of major holdings

Form to be used for the purposes of notifying a change in major holdings pursuant to the modified law and grand-ducal regulation of 11 January 2008 on transparency requirements for issuers of securities (referred to as 'the Transparency Law' and 'the Transparency Regulation')
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the CSSF)i
 
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
CORESTATE CAPITAL HOLDING S.A. LEI: 529900GNB86RB7HRX793
4, rue Jean Monnet, L-2180 Luxembourg
2. Reason for the notification (please tick the appropriate box or boxes):

 x An acquisition or disposal of voting rights
  An acquisition or disposal of financial instruments 
  An event changing the breakdown of voting rights
 /  Other (please specify)iii:
3. Details of person subject to the notification obligationiv :
Name: Marcellino Graf von und zu Hoensbroech City and country of registered office (if applicable):
 
4. Full name of shareholder(s) (if different from 3.)v:
5. Date on which the threshold was crossed or reachedvi: 27 February 2018  
6. Total positions of person(s) subject to the notification obligation:
  % of voting rights attached to shares (total of 7.A) % of voting rights through financial instruments
(total of 7.B.1 + 7.B.2)


Total of both in % (7.A + 7.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
Below 5%

Below 5%

Below 5%

21,294,123
Position of previous notification (if
applicable)

9.76%

0%

9.76%
/
 
7. Notified details of the resulting situation on the date on which the threshold was crossed or
reached
viii:
A: Voting rights attached to shares
Class/type of shares
ISIN code (if possible)
Number of voting rightsix % of voting rights
Direct

(Art 8 of the Transparency Law)
Indirect

(Art 9 of the Transparency Law)
Direct

(Art 8 of the Transparency Law)
Indirect

(Art 9 of the Transparency Law)
LU1296758029 Below 5%   Below 5%  
         
         
SUBTOTAL A
(Direct & Indirect)
Below 5% Below 5%
 
B 1: Financial Instruments according to Art. 12(1)(a) of the Transparency Law
Type of financial instrument Expiration datex Exercise/ Conversion Periodxi Number of voting rights that may be acquired if the instrument is
exercised/ converted.
% of voting rights  
        %
        %
        %
  SUBTOTAL B.1   %
 
B 2: Financial Instruments with similar economic effect according to Art. 12(1)(b) of the Transparency Law  
Type of financial instrument Expiration datex Exercise/ Conversion
Period
xi
Physical or cash settlementxii Number of voting rights % of voting
rights
 
          %  
          %  
          %  
  SUBTOTAL B.2   %
       
 
8. Information in relation to the person subject to the notification obligation:

(please tick the applicable box)

 X Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii

 / Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please provide a separate organisational chart in case of a complex structure):
N Namexv % of voting rights held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the notifiable threshold % of voting rights through financial instruments held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the
notifiable threshold
Total of both Directly controlled by (use number(s) from 1st column)
    % % %  
    % % %  
    % % %  
    % % %  
    % % %  
 
9. In case of proxy voting: The proxy holder named as of . will cease to hold % and number of voting rights
 
10. Additional informationxvi:
 
Done at Luxembourg On 27 February 2018
 

Notes

i Please note that national forms may vary due to specific national legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the applicable thresholds or information regarding capital holdings.

ii Full name of the legal entity and further specification of the issuer or underlying issuer, provided it is reliable and accurate (e.g. address, LEI, domestic number identity).

iii Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the holding (e.g. expiring of financial instruments) or acting in concert.

iv This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or exercising voting rights in the cases provided for in Article 9 (b) to (h) of the Transparency Law; or (c) the holder of financial instruments referred to in Article 12(1) of of the Transparency Law.

As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of the parties, entering or exiting of acting in concert by a single party) the standard form does not provide for a specific method how to notify cases of acting in concert.

In relation to the transactions referred to in points (b) to (h) of Article 9 of the Transparency Law, the following list is provided as indication of the persons who should be mentioned:

- in the circumstances foreseen in letter (b) of Article 9 of that Law, the natural person or legal entity that acquires the voting rights and is entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration the voting rights;

- in the circumstances foreseen in letter (c) of Article 9 of that Law, the natural person or legal entity holding the collateral, provided the person or entity controls the voting rights and declares its intention of exercising them, and natural person or legal entity lodging the collateral under these conditions;

- in the circumstances foreseen in letter (d) of Article 9 of that Law, the natural person or legal entity who has a life interest in shares if that person or entity is entitled to exercise the voting rights attached to the shares and the natural person or legal entity who is disposing of the voting rights when the life interest is created;

- in the circumstances foreseen in letter (e) of Article 9 of that Law, the controlling natural person or legal entity and, provided it has a notification duty at an individual level under Article 8, under letters (a) to (d) of Article 9 of that Law or under a combination of any of those situations, the controlled undertaking;

- in the circumstances foreseen in letter (f) of Article 9 of that Law, the deposit taker of the shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion;

- in the circumstances foreseen in letter (g) of Article 9 of that Law, the natural person or legal entity that controls the voting rights;

- in the circumstances foreseen in letter (h) of Article 9 of that Law, the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion (e.g. management companies).

v Applicable in the cases provided for in Article 9 (b) to (h) of the Transparency Law. This should be the full name of the shareholder who is the counterparty to the natural person or legal entity referred to in Article 9 of that Law unless the percentage of voting rights held by the shareholder is lower than the 5% threshold for the disclosure of voting rights holdings (e.g. identification of funds managed by management companies).

vi The date on which threshold is crossed or reached should be the date on which the acquisition or disposal took place or the other reason triggered the notification obligation. For passive crossings, the date when the corporate event took effect.

vii The total number of voting rights shall be composed of all the shares, including depository receipts representing shares, to which voting rights are attached even if the exercise thereof is suspended.

viii If the holding has fallen below the 5% threshold, please note that it is not necessary to disclose the extent of the holding, only that the new holding is below that threshold.

ix In case of combined holdings of shares with voting rights attached 'direct holding' and voting rights 'indirect holding', please split the voting rights number and percentage into the direct and indirect columns - if there is no combined holdings, please leave the relevant box blank.

x Date of maturity/expiration of the financial instrument i.e. the date when right to acquire shares ends.

xi If the financial instrument has such a period - please specify this period - for example once every 3 months starting from [date].

xii In case of cash settled instruments the number and percentages of voting rights is to be presented on a delta- adjusted basis (Article 12(1a) of the Transparency Law).

xiii If the person subject to the notification obligation is either controlled and/or does control another undertaking then the second option applies.

xiv The full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity also has to be presented in the cases in which only on subsidiary level a threshold is crossed or reached and the subsidiary undertaking discloses the notification as only then the market always gets the full picture of the group holdings. In case of multiple chains through which the voting rights and/or financial instruments are effectively held the chains have to be presented chain by chain leaving a row free between different chains (e.g.: A, B, C, free row, A, B, D, free row, A, E, F etc.). Numbers shall be attributed to all persons or entities within the group in column 1 in order to allow a clear indication of the control structure in column 6. The names of all undertakings of the control chain shall be provided in column 2, even if the number of the directly held voting rights and/or financial instruments is not equal or higher than the notifiable threshold. Columns 3 & 4 shall indicate the holdings of those persons or entities directly holding the voting rights and/or financial instruments if the holding is equal or higher than the notifiable threshold.

xv The names of controlled undertakings through which the voting rights and/or financial instruments are effectively held have to be presented irrespectively whether the controlled undertakings cross or reach the lowest applicable threshold themselves.

xvi Example: Correction of a previous notification.



27.02.2018 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de



show this

2018‑02‑27
Corestate Capital Holding S.A.: Release according to Article 40, ...

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Corestate Capital Holding S.A.: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] and Art. 8 and 9 of Transparency Law of Great-Duchy of Luxembourg with the objective of Europe-wide distribution

02/27/2018

DGAP-PVR: Corestate Capital Holding S.A.: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] and Art. 8 and 9 of Transparency Law of Great-Duchy of Luxembourg with the objective of Europe-wide distribution

Corestate Capital Holding S.A.

27.02.2018 / 15:20
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Date: 22 June 2016

ANNEXE A: Standard form for notification of major holdings

 

Form to be used for the purposes of notifying a change in major holdings pursuant to the modified law and grand-ducal regulation of 11 January 2008 on transparency requirements for issuers of securities (referred to as 'the Transparency Law' and 'the Transparency Regulation')

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the CSSF)i
 
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

CORESTATE CAPITAL HOLDING S.A. LEI: 529900GNB86RB7HRX793
4, rue Jean Monnet, L-2180 Luxembourg
2. Reason for the notification (please tick the appropriate box or boxes):

 An acquisition or disposal of voting rights
 /  An acquisition or disposal of financial instruments
 /  An event changing the breakdown of voting rights
 /  Other (please specify)iii:
3. Details of person subject to the notification obligationiv :
Name: City and country of registered office (if applicable):
Ralph Winter  
4. Full name of shareholder(s) (if different from 3.)v:
5. Date on which the threshold was crossed or reachedvi:27/02/2018
6. Total positions of person(s) subject to the notification obligation:
  % of voting rights attached to shares (total of 7.A) % of voting rights through financial instruments
(total of 7.B.1 + 7.B.2)

Total of both in % (7.A + 7.B)
Total number of voting rights of issuervii
Resulting situation
on the date on which threshold was
crossed or reached


17.81

0.00


17.81


21,294,123
Position of previous

notification (if applicable)

28.03
 
28.03
/
 

Blue fields are calculated automatically. Red fields are mandatory.

7. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii:
A: Voting rights attached to shares
Class/type of shares
ISIN code (if possible)
Number of voting rightsix % of voting rights
Direct

(Art 8 of the Transparency Law)
Indirect

(Art 9 of the Transparency Law)
Direct

(Art 8 of the Transparency Law)
Indirect

(Art 9 of the Transparency Law)
LU1296758029 3,792,953 0 17.81 0.00
         
         
SUBTOTAL A
(Direct & Indirect)
3,792,953 17.81
 

Blue fields are calculated automatically. Red fields are mandatory.

B 1: Financial Instruments according to Art. 12(1)(a) of the Transparency Law

Type of financial instrument

Expiration datex

Exercise/ Conversion Periodxi
Number of voting rights that may be acquired if the instrument is
exercised/ converted.

% of voting rights
         
         
         
  SUBTOTAL B.1 0 0.00
 

Blue fields are calculated automatically. Red fields are mandatory.

 

B 2: Financial Instruments with similar economic effect according to Art. 12(1)(b) of the Transparency Law
Type of financial instrument Expiration datex Exercise/ Conversion
Period
xi
Physical or cash settlementxii Number of voting rights % of voting
rights
           
           
           
  SUBTOTAL B.2 0 0.00
 

Blue fields are calculated automatically. Red fields are mandatory.

8. Information in relation to the person subject to the notification obligation:
(please tick the applicable box)

x Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii

/ Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please provide a separate organisational chart in case of a complex structure):


N


Namexv


% of voting rights held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the notifiable threshold

Total of both


Directly controlled by (use number(s) from 1st column)
        0.00  
        0.00  
        0.00  
        0.00  
        0.00  
 

Blue fields are calculated automatically. Red fields are mandatory.

 

Done at Luxembourg on 27/02/2018
 

Notes

i Please note that national forms may vary due to specific national legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the applicable thresholds or information regarding capital holdings.

ii Full name of the legal entity and further specification of the issuer or underlying issuer, provided it is reliable and accurate (e.g. address, LEI, domestic number identity).

iii Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the holding (e.g. expiring of financial instruments) or acting in concert.

iv This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or exercising voting rights in the cases provided for in Article 9 (b) to (h) of the Transparency Law; or (c) the holder of financial instruments referred to in Article 12(1) of of the Transparency Law.

As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of the parties, entering or exiting of acting in concert by a single party) the standard form does not provide for a specific method how to notify cases of acting in concert.

In relation to the transactions referred to in points (b) to (h) of Article 9 of the Transparency Law, the following list is provided as indication of the persons who should be mentioned:

- in the circumstances foreseen in letter (b) of Article 9 of that Law, the natural person or legal entity that acquires the voting rights and is entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration the voting rights;

- in the circumstances foreseen in letter (c) of Article 9 of that Law, the natural person or legal entity holding the collateral, provided the person or entity controls the voting rights and declares its intention of exercising them, and natural person or legal entity lodging the collateral under these conditions;

- in the circumstances foreseen in letter (d) of Article 9 of that Law, the natural person or legal entity who has a life interest in shares if that person or entity is entitled to exercise the voting rights attached to the shares and the natural person or legal entity who is disposing of the voting rights when the life interest is created;

- in the circumstances foreseen in letter (e) of Article 9 of that Law, the controlling natural person or legal entity and, provided it has a notification duty at an individual level under Article 8, under letters (a) to (d) of Article 9 of that Law or under a combination of any of those situations, the controlled undertaking;

- in the circumstances foreseen in letter (f) of Article 9 of that Law, the deposit taker of the shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion;

- in the circumstances foreseen in letter (g) of Article 9 of that Law, the natural person or legal entity that controls the voting rights;

- in the circumstances foreseen in letter (h) of Article 9 of that Law, the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion (e.g. management companies).

v Applicable in the cases provided for in Article 9 (b) to (h) of the Transparency Law. This should be the full name of the shareholder who is the counterparty to the natural person or legal entity referred to in Article 9 of that Law unless the percentage of voting rights held by the shareholder is lower than the 5% threshold for the disclosure of voting rights holdings (e.g. identification of funds managed by management companies).

vi The date on which threshold is crossed or reached should be the date on which the acquisition or disposal took place or the other reason triggered the notification obligation. For passive crossings, the date when the corporate event took effect.

vii The total number of voting rights shall be composed of all the shares, including depository receipts representing shares, to which voting rights are attached even if the exercise thereof is suspended.

viii If the holding has fallen below the 5% threshold, please note that it is not necessary to disclose the extent of the holding, only that the new holding is below that threshold.

ix In case of combined holdings of shares with voting rights attached 'direct holding' and voting rights 'indirect holding', please split the voting rights number and percentage into the direct and indirect columns - if there is no combined holdings, please leave the relevant box blank.

x Date of maturity/expiration of the financial instrument i.e. the date when right to acquire shares ends.

xi If the financial instrument has such a period - please specify this period - for example once every 3 months starting from [date].

xii In case of cash settled instruments the number and percentages of voting rights is to be presented on a delta- adjusted basis (Article 12(1a) of the Transparency Law).

xiii If the person subject to the notification obligation is either controlled and/or does control another undertaking then the second option applies.

xiv The full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity also has to be presented in the cases in which only on subsidiary level a threshold is crossed or reached and the subsidiary undertaking discloses the notification as only then the market always gets the full picture of the group holdings. In case of multiple chains through which the voting rights and/or financial instruments are effectively held the chains have to be presented chain by chain leaving a row free between different chains (e.g.: A, B, C, free row, A, B, D, free row, A, E, F etc.). Numbers shall be attributed to all persons or entities within the group in column 1 in order to allow a clear indication of the control structure in column 6. The names of all undertakings of the control chain shall be provided in column 2, even if the number of the directly held voting rights and/or financial instruments is not equal or higher than the notifiable threshold. Columns 3 & 4 shall indicate the holdings of those persons or entities directly holding the voting rights and/or financial instruments if the holding is equal or higher than the notifiable threshold.

xv The names of controlled undertakings through which the voting rights and/or financial instruments are effectively held have to be presented irrespectively whether the controlled undertakings cross or reach the lowest applicable threshold themselves.

xvi Example: Correction of a previous notification.



27.02.2018 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de



show this

2018‑01‑02
Correction of a release from 27.12.2017, 17:34 CET/CEST - Coresta ...

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Correction of a release from 27.12.2017, 17:34 CET/CEST - Corestate Capital Holding S.A.: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

01/02/2018

DGAP-PVR: Correction of a release from 27.12.2017, 17:34 CET/CEST - Corestate Capital Holding S.A.: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Corestate Capital Holding S.A.

02.01.2018 / 18:52
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Corestate Capital Holding S.A: Release according to Article 11 (6) of the Luxembourg Transparency Law and Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution


ANNEXE A: Standard form for notification of major holdings

Form to be used for the purposes of notifying a change in major holdings pursuant to the modified law and grand-ducal regulation of 11 January 2008 on transparency requirements for issuers of securities (referred to as 'the Transparency Law' and 'the Transparency Regulation')

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the CSSF)i

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

CORESTATE CAPITAL HOLDING S.A.

LEI: 529900GNB86RB7HRX793

4, rue Jean Monnet, L-2180 Luxembourg
2. Reason for the notification (please tick the appropriate box or boxes):

[X] An acquisition or disposal of voting rights
[ ] An acquisition or disposal of financial instruments
[ ] An event changing the breakdown of voting rights
[ ] Other (please specify)iii:
3. Details of person subject to the notification obligationiv :
Name: City and country of registered office (if applicable):
Flygon Holding LLC Ajeltake Island, Majuro, Marshall Islands
4. Full name of shareholder(s) (if different from 3.)v:
5. Date on which the threshold was crossed or reachedvi: 27 December 2017
6. Total positions of person(s) subject to the notification obligation:
  % of voting rights attached to shares (total of 7.A) % of voting rights
through financial instruments
(total of 7.B.1 + 7.B.2)
Total of both in % (7.A + 7.B) Total number of voting rights of issuervii
Resulting situation
on the date on which threshold was crossed or reached
0.00 0.00 0.00 21,294,123
Position of previous

notification (if applicable)
    0.00  
 

 

7. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii:
A: Voting rights attached to shares
Class/type of shares
ISIN code (if possible)
Number of voting rightsix % of voting rights
Direct
(Art 8 of the
Transparency Law)
Indirect
(Art 9 of the
Transparency Law)
Direct
(Art 8 of the
Transparency Law)
Indirect
(Art 9 of the
Transparency Law)
LU1296758029 0 0 0.00 0.00
         
         
SUBTOTAL A (Direct & Indirect) 0 0.00
 

 

B 1: Financial Instruments according to Art. 12(1)(a) of the Transparency Law
Type of financial instrument Expiration datex Exercise/ Conversion Periodxi Number of voting rights that may be acquired if
the instrument is
exercised/ converted.
% of voting rights
         
         
         
  SUBTOTAL B.1 0 0.00
 

 

B 2: Financial Instruments with similar economic effect according to Art. 12(1)(b) of the
Transparency Law
Type of financial instrument Expiration datex Exercise/ Conversion
Periodxi
Physical or cash settlementxii Number of voting rights % of voting
rights
           
           
           
  SUBTOTAL B.2 0 0.00
 

 

8. Information in relation to the person subject to the notification obligation:
(please tick the applicable box)

[ ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii

[X] Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please provide a separate organisational chart in case of a complex structure):
No Namexv % of voting rights held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the notifiable threshold % of voting rights through financial
instruments held by ultimate
controlling person
or entity or held directly by any subsidiary if it equals or is higher than the notifiable threshold
Total of both Directly controlled by (use number(s)
from 1st
column)
1 Ralph Winter 28.03   28.03  
2 Flygon Holding LLC 0.00   0.00 1
        0.00  
        0.00  
        0.00  
 

Blue fields are calculated automatically. Red fields are mandatory.

9. In case of proxy voting:

The proxy holder named        will cease to hold       % and number of voting rights as of .

10. Additional informationxvi:
On 27 December 2017 Flygon Holding LLC transferred 5,841,354 shares of the issuer to Ralph Winter. Before 27 December 2017 Ralph Winter already held 127,692 shares of the issuer.

Done at Baar, Switzerland on 27 December 2017

Notes

i Please note that national forms may vary due to specific national legislation (Article 3(1a) of Directive
2004/109/EC) as for instance the applicable thresholds or information regarding capital holdings.

ii Full name of the legal entity and further specification of the issuer or underlying issuer, provided it is reliable and accurate (e.g. address, LEI, domestic number identity).

iii Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the holding (e.g. expiring of financial instruments) or acting in concert.

iv This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or exercising voting rights in the cases provided for in Article 9 (b) to (h) of the Transparency Law; or (c) the holder of financial instruments referred to in Article 12(1) of of the Transparency Law.

As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of the parties, entering or exiting of acting in concert by a single party) the standard form does not provide for a specific method how to notify cases of acting in concert.

In relation to the transactions referred to in points (b) to (h) of Article 9 of the Transparency Law, the following list is provided as indication of the persons who should be mentioned:

- in the circumstances foreseen in letter (b) of Article 9 of that Law, the natural person or legal entity that acquires the voting rights and is entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration the voting rights;

- in the circumstances foreseen in letter (c) of Article 9 of that Law, the natural person or legal entity holding the collateral, provided the person or entity controls the voting rights and declares its intention of exercising them, and natural person or legal entity lodging the collateral under these conditions;

- in the circumstances foreseen in letter (d) of Article 9 of that Law, the natural person or legal entity who has a life interest in shares if that person or entity is entitled to exercise the voting rights attached to the shares and the natural person or legal entity who is disposing of the voting rights when the life interest is created;

- in the circumstances foreseen in letter (e) of Article 9 of that Law, the controlling natural person or legal entity and, provided it has a notification duty at an individual level under Article 8, under letters (a) to (d) of Article 9 of that Law or under a combination of any of those situations, the controlled undertaking;

- in the circumstances foreseen in letter (f) of Article 9 of that Law, the deposit taker of the shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion;

- in the circumstances foreseen in letter (g) of Article 9 of that Law, the natural person or legal entity that controls the voting rights;

- in the circumstances foreseen in letter (h) of Article 9 of that Law, the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion (e.g. management companies).

v Applicable in the cases provided for in Article 9 (b) to (h) of the Transparency Law. This should be the full name of the shareholder who is the counterparty to the natural person or legal entity referred to in Article 9 of that Law unless the percentage of voting rights held by the shareholder is lower than the 5% threshold for the disclosure of voting rights holdings (e.g. identification of funds managed by management companies).

vi The date on which threshold is crossed or reached should be the date on which the acquisition or disposal took place or the other reason triggered the notification obligation. For passive crossings, the date when the corporate event took effect.

vii The total number of voting rights shall be composed of all the shares, including depository receipts representing shares, to which voting rights are attached even if the exercise thereof is suspended.

viii If the holding has fallen below the 5% threshold, please note that it is not necessary to disclose the extent of the holding, only that the new holding is below that threshold.

ix In case of combined holdings of shares with voting rights attached 'direct holding' and voting rights 'indirect holding', please split the voting rights number and percentage into the direct and indirect columns - if there is no combined holdings, please leave the relevant box blank.

x Date of maturity/expiration of the financial instrument i.e. the date when right to acquire shares ends.

xi If the financial instrument has such a period - please specify this period - for example once every 3 months starting from [date].

xii In case of cash settled instruments the number and percentages of voting rights is to be presented on a delta- adjusted basis (Article 12(1a) of the Transparency Law).

xiii If the person subject to the notification obligation is either controlled and/or does control another undertaking then the second option applies.

xiv The full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity also has to be presented in the cases in which only on subsidiary level a threshold is crossed or reached and the subsidiary undertaking discloses the notification as only then the market always gets the full picture of the group holdings. In case of multiple chains through which the voting rights and/or financial instruments are effectively held the chains have to be presented chain by chain leaving a row free between different chains (e.g.: A, B, C, free row, A, B, D, free row, A, E, F etc.). Numbers shall be attributed to all persons or entities within the group in column 1 in order to allow a clear indication of the control structure in column 6. The names of all undertakings of the control chain shall be provided in column 2, even if the number of the directly held voting rights and/or financial instruments is not equal or higher than the notifiable threshold. Columns 3 & 4 shall indicate the holdings of those persons or entities directly holding the voting rights and/or financial instruments if the holding is equal or higher than the notifiable threshold.

xv The names of controlled undertakings through which the voting rights and/or financial instruments are effectively held have to be presented irrespectively whether the controlled undertakings cross or reach the lowest applicable threshold themselves.

xvi Example: Correction of a previous notification.



02.01.2018 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de



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